HawkPeak is an independent financial services intermediary keenly focused on wholesale financial services; cap intro, venture investing, and investment management.

  • Over 28 years of industry experience
  • Know-how, relationships, and
  • A proven history of success.

Distribution is both art and science and professional networks and relationships remain the most valuable currency in financial services distribution. Intellectual capital and experience is also a defining component of HawkPeak’s competitive advantage; the know-how and know-who to navigate firms, products, licensing, registration, platforms, selling agreements, and placement intel.

Alis volat propriis infinitum; he flies by his own wings to infinity, i.e. without limit.

HawkPeak’s Motto; Artes, Scientia, and Veritas (Art, Knowledge, and Truth).


Ralph Allen (Founder)

Bill Dorough

Jill Dorough

​Julie Genson


Wholesale Distribution

Sales & Marketing Expertise

Cap Into

Capital/Asset Acquisition Strategy/Execution

Marketing Strategy

Venture Investing

​Asset Retention


Catalyst Funds/Managed Accounts

Intelligent Alternatives. Unique and differentiated top performing mutual funds (MF) and separate accounts (SMA); event-driven Insider buying Funds, hedged strategies, and long-only equity and fixed income; liquid alts/liquid alternatives.

Preferred Apartment Communities


Series A Redeemable Preferred Stock & Warrants $900 million offering for a non-traded stable value preferred stock, yielding 6% at public offering price (POP), preferential to the Preferred Apartment Communities common stock, and the common stock is traded on the NYSE under the symbol (“APTS”).

USA Mutuals

Mutual Fund and Managed Accounts.

HawkPeak et al

HawkPeak® Consulting Group™
HawkPeak® Distributors™
HawkPeak Financial Group™
HawkPeak Asset Management™
HawkPeak Investment Management™
HawkPeak Capital Partners™
HawkPeak Capital Funding™
HawkPeak Realty™
HawkPeak Real Estate™


Investment Advisory Services offered through Monticello Investment Services Inc. (MISI) an SEC RIA. Securities offered through MidAmerica Financial Services, Inc. (MFSI) Member FINRA & SIPC, MISI & MFSI are affiliated. MISI & MFSI are not affiliated with HawkPeak.

Copyright © 2013 | HawkPeak®